As the Head of Licensing, Sarah has oversight and responsibility for all AFS and credit licence applications ensuring they fulfil the legal and regulatory guidelines set by ASIC. Sarah also assists clients to maintain their licences through ongoing compliance processes and procedures and the development of compliance programs. She also has oversight of all AUSTRAC registrations and development of Anti-Money Laundering / Counter-Terrorism Financing programs on behalf of clients.
Her work also involves collaborating with senior lawyers in drafting legal agreements in relation to a range of licensees, as well as assisting in legal matters where required, including court matters. As a senior team member having worked for Sophie Grace since 2014, Sarah provides support, guidance and advice while working closely with our junior staff.